Underberg & Kessler LLP

Purchaser Liability Under the New York Navigation Law
04-01-2005
Ronald G. Hull

As we have commented in past columns, one of the most perplexing and frustrating problems which arises in connection with the acquisition of petroleum contaminated property has been the inability of the courts to agree on just who qualifies as a “discharger” with strict liability under the Navigation Law and whether purchasers after-the-fact are strictly liable under the statute to pay for remediation.

A decade ago the Fourth Department Appellate Division rejected strict liability for landowners simply by virtue of their status as landowners. The Court found that classification as a “discharger” under the Navigation Law should be a function of a person’s conduct, not his status as a landowner. (Drouin v. Ridge Lumber, 209 A.D.2d 957 (4th Dept. 1994)). In 2000, the Third Department Appellate Division struck a different course, concluding that liability attaches to the current owner of the petroleum “system,” i.e. tanks and piping, which was the source of the discharge, even if the owner acquired the system after the leak had been repaired. (State v. Speonk Fuel, Inc., 273 A.D.2d 681 (3d Dept. 2000)). This holding encouraged prospective purchasers to conduct pre-purchase investigations to discover not only whether property was contaminated, but also whether the petroleum system which was the source of the discharge had been removed or merely repaired.

In 2001, the Court of Appeals reviewed one of the Third Department’s decisions, State v. Green (96 N.Y.2d 403), and appeared to set a course which took the analysis of strict liability under the Navigation Law a step away from ownership, of either the land or the petroleum system, as the basis for liability, and toward an emphasis on conduct.

Vanessa Green leased space, a trailer pad, from Village at Lakeside, Inc. On that pad she had a mobile home heated with kerosene stored in an above-ground tank which she owned and maintained. Village at Lakeside owned the land, but neither owned nor operated the tank. The tank collapsed, spilling kerosene on the ground, which no one cleaned up until the Department of Environmental Conservation (“DEC”) stepped in to perform the work. In time the State sued Lakeside, Green and her kerosene supplier for reimbursement under the Navigation Law. Supreme Court granted the State summary judgment against Lakeside based solely on Lakeside’s ownership of the contaminated property. The Third Department reversed on the ground that while Lakeside owned the land, it did not own the tank and was not a “discharger” strictly liable for the cleanup costs. The Court of Appeals reversed and reinstated summary judgment against Lakeside.

The Court of Appeals concluded that liability under the Navigation Law is predicated on the ability to prevent the discharge. As the owner and lessor of the mobile home park the Court reasoned that Lakeside had actual or implied notice that its tenants used fuel to heat their homes, received the benefit of their lease payments, and had the ability to control potential sources of contamination on its property, including Green’s maintenance of her kerosene tank.

The Court of Appeals’ reasoning was complementary to the reasoning of the Fourth Department in Drouin, but broadened the bases for liability to include authority and opportunity to prevent the discharge, in addition to direct conduct.

If liability is predicated on conduct related to the discharge rather than status, then subsequent purchasers should be able to purchase property free of statutory strict liability regardless of whether any non-leaking tanks remain on the property. A subsequent purchaser would never have the critical opportunity to prevent the discharge which caused contamination.

In a sharp reassessment of this position, which focuses squarely on the subsequent purchaser, the Court of Appeals has concluded in State v Speonk Fuel, Inc. (Memorandum issued October 19, 2004), that a subsequent purchaser who fails to see to it that known contamination is cleaned up by the seller can be sued as a “discharger” with strict liability for the original spill.

The DEC learned of a leaking tank on the property while it was owned by Local Wrench Service Station, Inc., but the company failed to take action to remedy groundwater contamination attributable to the spill. Shortly after the leaking tank was removed, Speonk Fuel bought the property from Local Wrench.

The Third Department found Speonk Fuel liable because it owned the “system” which had leaked. The Court of Appeals abandoned this link to the original discharge, finding Speonk Fuel liable not because of ownership or any ability to prevent the discharge, but because Speonk Fuel knew of the leak and the need for remediation at the time of purchase, but did nothing. The State argued that Speonk Fuel should have required Local Wrench to pay for a cleanup as a condition of closing. The Court of Appeals “decline[d] to specify any particular action that Speonk Fuel might have undertaken,” but found Speonk liable for doing nothing.

In a lone dissent Judge Robert Smith objected that Speonk “had nothing whatsoever to do with causing petroleum to be discharged” and that it was one thing to fasten liability on a landlord who could have prevented a discharge, as in State v. Green, but “quite another to apply the words ‘person who has discharged petroleum’ to a company in the position of Speonk, which had no interest in or control over either the real property or the petroleum storage system at the time the discharge occurred.”

“While failing to prevent a petroleum discharge may in a sense be the equivalent of discharging petroleum, failure to clean up the discharge afterwards is not,” Judge Smith wrote in dissent. “If the Legislature had intended to impose liability for failure to clean up, it would have said so.”

The logic of the dissent is appealing, but the reality is quite different. Apparently, a purchaser must either assume the role of private attorney general and require the seller to perform a clean up, or risk assuming the seller’s liability for itself.

Suddenly, there is a new impetus for prospective purchasers to discover not only whether property is contaminated and whether the system has been removed or repaired, but whether the seller has remediated the contamination to the satisfaction of the DEC, and perhaps any affected landowner who might incur response costs and a cause of action under the Navigation Law. At the very least, the Court’s expansion of the Navigation Law appears to run counter to the efforts to clear the way for redevelopment of Brownfields by increasing the burdens on prospective purchasers.

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